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Principle Partners

Compliance Analyst

Fresher
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  • Posted 12 days ago
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Job Description

An established financial services platform operating is seeking a Compliance Analyst to support its governance and regulatory framework.

This role provides broad exposure across internal compliance controls, regulatory reporting, and policy oversight within Singapore's capital markets landscape.

Key Responsibilities

Oversee internal compliance controls including employee declarations, personal account dealing reviews, conflicts management, gifts & entertainment tracking, and related monitoring activities.

Conduct internal reviews to ensure alignment with applicable Singapore financial regulations and internal governance standards.

Support monitoring and reporting obligations relating to shareholding disclosures and regulatory requirements.

Coordinate preparation and submission of regulatory returns, notifications and surveys to relevant authorities.

Track regulatory developments and assess potential operational and policy implications.

Assist in internal and external audit processes.

Contribute to compliance enhancement initiatives, including process optimisation and technology-enabled improvements.

Ideal Profile

Degree in Accountancy, Finance, Business, Law or related discipline.

02 years experience in Compliance, Audit, Risk or related control functions preferred.

Strong analytical mindset and interest in regulatory frameworks.

Detail-oriented, organised and able to manage multiple priorities independently.

Clear written and verbal communication skills.

9 months contract with potential for longer-term opportunities based on performance and business requirements.

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About Company

Job ID: 144811473