About Maybank Securities
Maybank Securities, a leading brokerage and investment bank with a reach extending across ASEAN, the UK and the US, offers a comprehensive suite of services. These include corporate finance & advisory, navigating debt and equity capital markets, derivatives trading, brokerage and research for both retail and institutional investors, and prime brokerage.
Job Description:
- As a member of Central Dealing team, you will report to the Dealing Manager and be responsible for trade executions for our clients and other related activities.
- To ensure the retail clients and Trading Representatives (TR) are qualified to trade in US shares and ETF according to regulations.
- To ensure the retail clients and TR are trading within their credit approved risk profile and limit.
- For OTC counters, we need to ensure clients and TR obtain pre-approval from credit and meet the prerequisites criteria for purchases of OTC counters.
- To ensure execution of orders to the designated brokers for institutional clients and retail clients in order to prevent settlement issue.
- To inform TR and clients of their orders status by end of the day such as via email or phone call.
- Provide timely reporting and communication of trade/order details to retail clients, TR, Maybank IB and Maybank Securities subsidiaries.
- Timely and accurate trade execution of orders for aforesaid clients and subsidiaries
- Service quality to aforesaid clients and subsidiaries
- To manage order placement/withdrawal of US orders for online retail clients and Trading Representatives (TR)
- To assist TR and retail clients with their US order placement and trade enquiries
- To assist Maybank IB KL and Maybank Securities overseas subsidiaries with their placement of US orders
- To assist CFD clients and TR with their placement of US orders and enquiries
- To liaise with CFD vendors for system fix in the event of system breakdown
- To assist Forex clients with their order placement and enquiries
- To develop and maintain SOP for US order execution
- Assist with the execution of Options Trading for Prime Brokerage
Qualification and skillset requirement:
- The role will require the candidate to be aware and informed of the latest markets news and company announcements.
- The candidate should be familiar with the equity market and its workings. It will require the candidate to work during Asia Night market trading sessions.
- Candidate must possess at least Diploma/Advanced/Higher/Graduate Diploma, Bachelor&aposs Degree/Post Graduate Diploma/Professional Degree in Business, Finance or related fields
- At least 2 Year(s) of working experience in the related field is required for this position.
- Meticulous in trade executions.
- The working hour will be from 5.30pm to 1.30am, Monday to Friday to cover US/UK markets night desk allowance will be provided.
- Candidate should have passed all the required CMFAS modules required for the role ie Modules 1A, 2A, 5, 6 and 6A (equivalent New modules effective 1 April 2024, Modules RES 1A, RES 2A, RES 5, CM-EIP, CM-SIP).
We regret that only short-listed candidates will be notified.
