AVP, Compliance Officer – Global Insurance Broker (HNW Clients)
Key Responsibilities
- Oversee legal, regulatory, and compliance matters across Singapore operations.
- Develop and implement robust compliance frameworks aligned with insurance brokerage standards and HNW client advisory requirements.
- Serve as a strategic advisor to senior management on regulatory risk, governance, and business expansion initiatives.
- Manage relationships with regulators, external counsel, and key stakeholders across global markets.
- Ensure full compliance with AML/CFT, data privacy, client suitability, and cross-border regulatory requirements.
- Design, implement, and maintain internal policies, controls, and monitoring frameworks to support sustainable business growth.
Requirements
- 5+ years of legal and/or compliance experience within insurance brokerage and financial services
- Strong understanding of regulatory frameworks relevant to HNW / UHNW insurance brokerage and cross-border distribution.
- Demonstrated ability to balance commercial objectives with regulatory risk management.
- Experience engaging with regulators and managing complex, multi-jurisdictional compliance matters.
- Excellent stakeholder management, communication, and strategic influencing skills.
- High integrity, strong judgment, and ability to operate in a fast-growth entrepreneurial environment.
- Fluent in English & Chinese as the role is required to communicate with the regional team in North Asia
EA No 23S1936
