Our client, a leading global financial services provider, is seeking professionals with strong knowledge of Private Banking structures, processes and regulatory requirements.
Key responsibilities:
- Manage end-to-end KYC/CDD and account opening processes, ensuring documentation accuracy and compliance with regulatory and internal standards.
- Conduct due diligence including name screening, adverse media, sanctions, and tax risk assessments; validate Source of Wealth information.
- Provide guidance on PvB CDD policies and local regulations; escalate high-risk cases to Compliance and consult with Legal/Tax teams as needed.
- Implement controls to mitigate financial crime and reputational risks, ensuring adherence to Group policies.
- Collaborate with Relationship Managers, Client Services, Business Heads, and Advisory to ensure smooth client onboarding and issue resolution.
Requirements:
- Minimum 3+ years (Associate) / 6+ years (Associate Director) experience in AML/KYC and client onboarding within Private Banking or financial services.
- Strong knowledge of CDD/AML regulations and compliance standards; AML/CFT certification (e.g., ACAMS) preferred.
- Excellent communication skills with high attention to detail, integrity, and a proactive, solutions-oriented mindset.
- Team player with the ability to prioritize competing demands; Mandarin proficiency is a plus.
