Assistant VP, Operations & Surveillance, Group Compliance

Job Responsibilities

• Ensure reviews into the alerts triggered by Group approved AML transaction monitoring system(s), escalations on suspicious AML/CFT activities from business/support units and cases arising from other relevant sources (e.g adverse news in media) are in accordance to Group standards.

• Prepare and submit suspicious activity/transactions reports to the relevant local law enforcement authorities or Financial Intelligence Units in accordance to AML/CFT legislative and regulatory requirements and Group standards.

• Provide relevant advisories to business/support units and other AML/CFT teams on matters arising from reviews and investigations conducted by the unit.

• Perform analysis of suspicious activity/transaction reports to identify AML/CFT risk trends to support appropriate actions to strengthen AML/CFT controls in the Group.

• Ensure proper documentation and record keeping of reviews and investigation cases in accordance to Group standards.

• Provide inputs and support to strengthen the transaction surveillance and intelligence operating framework and procedures across the Group.

• Other ad-hoc duties as assigned

Job Requirements

1. Minimum 5 years of experience in intelligence/investigation related work.

2. Good knowledge/understanding of banking and financial services laws and regulations, compliance best practices and understanding of financial products and systems.

3. Strong Interpersonal, communication and presentation skills.

4. Experience intelligence/investigation-related work.

5. Excellent analytical and problem-solving skills.