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Assistant Manager, Regulatory Compliance and Advisory (Catalist Sponsorship)

4-6 Years
SGD 5,000 - 7,000 per month
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  • Posted 10 hours ago
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Job Description

Job Responsibilities:

Business Development & Stakeholder Management

  • Support Partners and Managers in originating new mandates and building and maintaining client and other stakeholder relationships
  • Assist in developing pitch ideas, sector insights, and tailored client proposals
  • Coordinate and work closely with professionals such as financial advisors, legal advisors, auditors, valuers, company secretaries, share registrars on delivering high-quality advisory services and transaction execution
  • Maintain an excellent relationship with the regulators through close and regular dialogues to drive resolution of issues
  • Participate actively in meetings and calls with clients and other stakeholders, as well as presentations internally and externally

Compliance Advisory & Transaction Execution

  • Provide quality advice, with the guidance of Partners and Managers, to client companies directors and management on continuing listing obligations and corporate governance matters
  • Conduct compliance review of corporate actions carried out by client companies, including shareholder circulars, public announcements and press releases
  • Drive regulatory applications to regulators and address regulators queries and requests satisfactorily and in a timely manner
  • Prepare regulatory updates for circulation and presentation to clients
  • Prepare/maintain documentation, compliance papers for internal committee approvals and application/consultation letters to the Singapore Exchange
  • Monitor daily share price and media reports of clients

Internal Coordination & Ownership

  • Take ownership of timelines, deliverables, and quality control in a lean team setting
  • Ensure transactions comply with internal policies and regulatory requirements
  • Lead and mentor junior members in the team and contribute to team development initiatives
  • Identify process improvement opportunities to enhance efficiency and accuracy
  • Coordinate with internal departments on internal projects
  • Carry out ad-hoc tasks/projects as requested by Partners and Managers

Job Requirements:

  • Degree in Accountancy/Business/Finance with at least 4 years of relevant working experience in Catalist Sponsorship, corporate finance, external audit or a related field
  • Commercially minded with strong client-facing capabilities, including confidence in engaging senior stakeholders

HOW TO APPLY:

Interested applicants, kindly send your resume in MS WORD format or please click on Apply Now or or email [Confidential Information]

We regret only shortlisted candidates will be notified.

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Job ID: 141353769