Maybank Securities is a leading brokerage house and investment bank in ASEAN. Maybank Securities provides services in corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking and research.
This is a contract role with the possibility of converting to a permanent position.
Job Description
- Perform trade surveillance function and routine compliance reviews.
- Perform control room and business monitoring functions.
- Perform AML-related reviews and support.
- Support appointed representatives and product teams on routine compliance and business conduct matters.
- Review of product related marketing and training materials.
- Administration of e-learning on compliance related training.
Requirements
- Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
- 2-3 years of audit or compliance experience in the financial industry preferred.
- Keen interest to have an exposure in compliance experience in the financial services industry.
- Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
- Strong analytical skills and detailed oriented.
- Possess good interpersonal and communication skills.
- Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
- Fresh graduates are also welcome to apply.
We regret that only shortlisted candidates will be notified.
