- Be part of the Regulatory Reporting and Investment Compliance function, covering responsibilities to ensure compliance to regulatory, client and risk frameworks.
- Support the BAU running of operational activities including investment monitoring, regulatory filing and submissions.
- Participate actively in internal transformational projects, engaging data and technology teams to understand change impact and perform system testing.
- Be involved in the coding, review, testing and implementation of compliance rules across order management, trade execution and compliance platforms.
- Analyse the impact of new and/or existing regulations on investment activities and proposed implementation to the regulations.
- Proactive and persistent in engaging the wider team and subject matter experts, with good stakeholder management.
What qualifications or skills should you possess in this role
- Bachelor's degree in either Accounting/Finance, Business, Legal or a similar field.
- 2 years of experience within Regulatory Compliance or Investment Monitoring/Portfolio Compliance function preferred.
- Possesses strong analytical skills, good working knowledge and confidence with data handling.
- Familiarity with financial products across all asset classes would be advantageous, but minimally with equity products.
- Good understanding of regulations and investment monitoring requirements preferred.
- Strong appreciation of process controls.
- Possesses strong communication skills and confidence to effectively engage multiple stakeholders.
- Experience with establishing and meeting critical deadlines, managing multiple projects/deals concurrently as well as tracking and driving execution.
- Naturally inquisitive, curious, and resourceful, while exhibiting drive towards achieving strategic outcomes for the team.
