6 Months Distribution Compliance Officer #EEF

. Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials.

. Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials.

. Share relevant guidelines and issues with Financial Representatives through training materials, onsite visit, cluster meeting and other agency platforms.

. Review and approve Agency Identity Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage.

. Ensure the Marketing and Recruitment Marketing Materials approval process is adhered within the SOP.

. Review social media content posted by the Financial Representatives to identify non-compliance with the guidelines.

. Explore tools and methods to streamline and enhance the monitoring mechanisms.

. Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.

. Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.

. Highlights any potential concerns /risks and proactively shares best risk management practices.

Elsa Fontanne (CEI No. R24124496)

Recruitment Consultant

Email Address:

WhatsApp: 82653532

Telegram: @Elsa_Fontanne

Recruit Express Pte Ltd / EA Licence No: 99C4599

We regret only shortlisted candidates will be contacted