12 Months Compliance Analyst (CDD, Insurance) NJN

Marina One

Up to $4000 + 1 Month bonus

Key Responsibilities

. Conduct due diligence on new and existing accounts, and clients to ensure compliance with regulatory requirements and internal policies

. Analyze and verify client information, documentation and financial transactions

. Identify and highlight any potential fraudulent transactions and inconsistencies

. Ensure accurate and timely execution of all client/advisor tasks, not limited to onboarding, maintenance, transfers and trade submissions.

. Handle questions and provide support to internal and external stakeholders

. Archive client documentation and trade records systematically and securely

. Reconcile monies and ensure all transactions are accurately reflected in client records

. Prepare and submit various administrative documents as required

. Perform any ad hoc duties assigned, contributing to the overall efficiency and effectiveness of the department

Requirements

. Minimum 1-2 years of experience in financial operations

. Competency in Excel (preferred)

. Diploma / Degree in Business Admin/ Finance or related field

Jessica Nguyen Huynh Thanh Truc

CEI Reg. R23113787

EA License No. 99C4599

We regret that only shortlisted candidates will be notified.