Junior Securities Dealer (Banking)

The Junior Securities Dealer is responsible for the dealing/execution of capital markets products to fulfill Wealth Management orders providing Wealth Management unit with a wide array of products after performing product due diligence and risk assessment, where required for recommended products.

Responsibilities:

Provide services on capital market products/securities
Ensures timely execution of securities/funds purchase and sale transactions and accurate capture of all done transactions in the applicable trading platform
Scouts the market and recommend ideas that may be offered to clients to provide clients with a wider array of products that will fit their investment/trading needs
Facilitates the new product processes to be offered (coordinates the product due diligence and risk assessment)
Discusses any issues with stakeholders at all stages of the product due diligence and risk assessment process
Conducts post launch reviews on all approved products
Conducts ad-hoc and annual reviews to ensure that the product risk levels of all approved products are properly adjusted, if necessary, based on current market conditions and the Branch's business condition
Ensures the policies and procedures in relation to the product due diligence and risk assessment are updated in accordance with prevailing rules and regulations
Ensures regulated activity business is operating in accordance with applicable SFA and MAS regulations. Handles queries of regulatory authorities related to the regulated activity business
Perform other duties assigned from time to time

Qualifications:

Fresh graduates holding a diploma or degree in Finance, Banking or knowledge of Capital Market Products are encouraged to apply
Up to 2 years experience in Finance/Banking with knowledges of Capital Market Products
FMRP. CMFAS RES2B (previously M1B), CM-EIP (Previously M6), CM-SIP (Previously M6A), CACS 1 and CACS 2
Advanced MS Excel, VBA, Phyton is a plus
Familiar with trading system such as Bloomberg, MarketAxess and Core Banking system such as Avaloq is a plus
Detail oriented and demonstrates thoroughness and strong ownership of work
Good team player with a strong willingness to participate and help others
Able to prioritize in a fast moving, high pressure, constantly changing environment Good sense of urgency

Interested applicants, please click APPLY NOW

We regret to inform you that only shortlisted candidates will be notified.

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Joselito Peciller | EA Reg No: R25126580

Junior Securities Dealer (Capital Market | Banking)