Our client is an established investment management firm with a multi-jurisdictional presence and a strong focus on alternative investments and fund management. As part of its continued growth, the firm is seeking an experienced Compliance Manager to support its regulatory compliance and enterprise risk management framework across the Group.

The RoleReporting to the senior Compliance leadership, the Compliance Manager will play a key role in maintaining and enhancing the Group's compliance and risk management framework. The role will work closely with internal stakeholders across Singapore and regional jurisdictions to ensure regulatory requirements are effectively implemented, while supporting the development of robust policies, procedures and internal controls across the organisation.

Key Responsibilities

Support the development, implementation and ongoing enhancement of the Group's enterprise risk management and compliance frameworks.
Monitor and advise on MAS regulatory requirements and other applicable regulatory obligations relevant to the Group's fund management and investment management activities.
Coordinate with regional offices and stakeholders to ensure consistent implementation of Group-wide compliance policies and procedures, while taking into account local regulatory requirements across different jurisdictions.
Support the review and enhancement of compliance policies, procedures and internal controls to ensure they remain aligned with evolving regulatory requirements and business needs.
Provide compliance guidance on AML/CFT, KYC, client onboarding, ongoing monitoring and other regulatory control requirements.
Support the management and assessment of technology risk, data protection and information security-related compliance matters, working closely with relevant internal stakeholders.
Review and monitor third-party outsourcing arrangements, including compliance and risk considerations arising from outsourced service providers.
Conduct compliance monitoring, risk assessments and control reviews, identifying potential gaps and recommending appropriate remediation measures.
Support regulatory inspections, audits, compliance reviews and regulatory reporting as required.
Work collaboratively with business, investment, operations, technology and other corporate functions to promote a strong compliance and risk-aware culture across the organisation.
Keep abreast of regulatory developments and assess their potential impact on the Group, translating regulatory requirements into practical policies and procedures.

Requirements

6–8 years of relevant compliance, risk or regulatory experience, ideally gained within a licensed fund management, asset management or financial services firm.
Strong understanding of fund management, asset management and financial services regulatory requirements, particularly within a Singapore/MAS-regulated environment.
Solid experience across AML/CFT, KYC and internal control frameworks.
Exposure to enterprise risk management, technology risk, data protection and/or third-party outsourcing risk would be highly advantageous.
Experience working across multiple jurisdictions and coordinating regional compliance requirements is preferred.
Strong analytical, communication and stakeholder management skills, with the ability to work effectively across business and corporate functions.
Relevant professional qualifications such as CAMS/ACAMS, CISI, CFA, ICA or other recognised compliance/risk qualifications would be advantageous.
A proactive and pragmatic approach, with the ability to balance regulatory requirements with commercial and operational consideration
Positive, adaptable and commercially minded, with a strong sense of ownership.

Interested candidates please click APPLY NOW.
EA Registration Number: R22106016
Licence Number: 16S8127

Compliance Manager Fund & Investment Management