Wealth Planner

The Wealth Planner is responsible for structured account conversations, account administration and risk management.

Responsibilities:

Sales Functions

Responsible for analyzing client circumstances, objectives, limitations/nuances with the end view of

recommending the appropriate structure to the client

Ensure the accounts are managed in accordance with the client objectives.

Ensures that the account structure is attuned to changes in regulations and policies.

Administrative Functions

Periodically reviews all structures and assets managed to ensure achievement of objectives and compliance to

client's mandates

Monitors and reports the account performance, management and administration

Ensure compliance of accounts and account process to rules, regulations and laws

Ensures that risk exposures are within the Bank's capacity to manage and that risks are consistent with its client's

respective risk profile and tolerance

Stays abreast with the latest development in the capital and financial markets as well as with recent government

policies and regulations effecting operations.

Qualifications:

• Bachelors degree in fields either Finance, Business, Economics or Banking
• At least 7 years in financial industry in an investment advisory or related position.
• CACS certificed CACS I and II
• CMFRAS certified: M1B, M5, M6, M6A, M8, M8A