VP, Compliance

Brief Summary

Join a dynamic team as a Compliance Officer, ensuring regulatory compliance and effective risk management within a banking environment. Leverage your expertise to uphold the highest standards of operational integrity.

Responsibilities

• Oversee regulatory risk management framework for compliance with relevant laws and regulations concerning customer information privacy, insider dealing, and accountability. Review and update compliance policy and procedure manuals regularly. Provide timely and independent advice on banking laws and industry best practices to stakeholders. Conduct independent compliance risk assessments and periodic internal compliance reviews or audits. Prepare compliance management reports and support the regulatory compliance committee. Facilitate compliance-related training and disseminate regulatory updates to enhance awareness. Support the New Products Review process and advise on relevant banking laws and regulations as needed. Review information for submission to regulatory bodies and undertake additional duties as directed.

Requirements

• Bachelor's degree in Law, Finance, Accounting, Economics, Business Administration, or related fields with relevant compliance experience. 8-12 years of experience in a compliance function within the banking sector. Strong understanding of banking regulations, notices, and guidelines. Effective communication skills to articulate compliance advice and requirements to stakeholders. Proven leadership capabilities in the compliance area and ability to work collaboratively as part of a team.