Job description
Our client is seeking an experienced compliance professional to support equity and debt capital markets activities, including regulatory advisory on underwriting, securities offerings, and internal controls.
Key responsibilities:
. Provide regulatory and AML advisory
. Liaise with regulators on licensing and inspections
. Review disclosures and ensure policy compliance (MAS/SGX)
. Conduct compliance reviews and drive remediation
. Deliver training and manage compliance issues
Requirements:
. 6+ years of compliance experience in Singapore financial institutions
. Strong knowledge of capital markets regulations
. Experience with audits/regulatory reviews
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912
