Vice President - Compliance (Private Wealth Management)

5-7 years
120000 - 168000 SGD
Job Description

Job Description:

  • Setting the policies and procedures for adherence to legal and regulatory requirements in the jurisdiction(s) where the corporation operates
  • Monitoring the corporation's compliance with the established policies and procedures
  • Monitoring individual staff of the department related to complying with regulatory aspect and adhere to company policies and procedures
  • Reporting on compliance matters to senior management
  • Provide compliance related advice to ensure the internal team members and senior management related to the business
  • Handling reply on queries from regulators
  • Working with Group Compliance in strengthening internal controls within PWM and ensuring the high quality of our overall execution work
  • Keeping team members abreast of any updates on Practice Notes, Guidance Notes, Guidelines and any other rules and regulations relevant to the business
  • Maintaining harmonious working relationship internally (all level of team members) and externally (regulators).


  • University degree in business related discipline
  • 5 - 8 years of relevant experience preferably in regulatory authority or private wealth management sector
  • Familiar with AML/ KYC standard, cross-border rules and Private Banking's best practices
  • Team player with good time management and organization skills
  • High proficiency in both written and spoken English and Chinese. Good command of Mandarin to support Mandarin-speaking clients.

Interested applicants, please send your resume to [Confidential Information]

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