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*Exciting Re-location Opportunity*
Our Client is a Globally Significant Investment Manager who are looking for a talented Compliance Individual to join their team as a VP in Singapore.
The Team is responsible for managing regulatory risks and helping to preserve the Firm's franchise through ensuring Business and Infrastructure Units compliance with relevant laws, regulations, rules and internal policies and procedures in the APAC region for public and private side investment management businesses.
Key Responsibilities:
Key Requirements:
This is a full-time role based in Singapore and the company will be providing a relocation package for individuals and their families.
Job ID: 151743659
Skills:
Operational Excellence, Transaction Monitoring, Client Lifecycle Management, CDD, EDD, Compliance Management Framework, Process Improvement, AML CFT, Compliance Technology Solutions, Risk Management, Financial Crime Compliance, Kyc, Sanctions Screening, Regulatory Compliance, Governance Frameworks
Skills:
control design , Incident Management, Stakeholder Engagement, Risk Reporting, Audit, Operational Risk Management, Regulatory Compliance, HR Risk Compliance, Business Continuity Planning, Governance
Skills:
FAA, MAS FRC FO framework, Lombard lending, discretionary portfolio management, Private Equity, Singapore Trust Companies Act, MAS notices, Regulatory Compliance, SFA, Hedge Funds, listed equities, investigation skills, Banking Act, Singapore Private Banking Code of Conduct, alternatives, desk reviews, Mutual Funds, monitoring surveillance, Funds, FX derivatives, Fixed Income
Skills:
Gap Analysis, Insurance Act, Regulatory Compliance, Risk Assessment, Payment Services Act, Capital Market regulations
Skills:
Investment Management, Compliance, Cross-Border Advice