The Wealth Planner is responsible for structured account conversations, account administration and risk management.
Responsibilities:
Sales Functions
- Responsible for analyzing client circumstances, objectives, limitations/nuances with the end view of recommending the appropriate structure to the client.
- Ensure the accounts are managed in accordance with the client objectives.
- Ensures that the account structure is attuned to changes in regulations and policies.
Administrative Functions
- Periodically reviews all structures and assets managed to ensure achievement of objectives and compliance to client's mandates
- Monitors and reports the account performance, management and administration
- Ensure compliance of accounts and account process to rules, regulations and laws
- Ensures that risk exposures are within the Bank's capacity to manage and that risks are consistent with its client's respective risk profile and tolerance
- Stays abreast with the latest development in the capital and financial markets as well as with recent government policies and regulations effecting operations.
Qualifications:
- Bachelors degree in fields either Finance, Business, Economics or Banking
- At least 7 years in financial industry in an investment advisory or related position.
- CACS certificed CACS I and II
- CMFRAS certified: M1B, M5, M6, M6A, M8, M8A
