Senior Risk & Compliance Officer

About the Company

A prominent financial services provider driving regional market growth.

About the Job

• Deliver robust oversight and support for market conduct, distribution channels, and compliance risk management.

• Identify and evaluate emerging risks, control deficiencies, and the operational impact of regulatory updates.

• Contribute to comprehensive risk evaluations, focused thematic assessments, and the ongoing supervision of representative practices.

• Analyze customer grievances, operational incidents, and investigation results to pinpoint root causes, measure control efficacy, and implement corrective measures.

• Assist in the governance of external vendors and third-party partnerships by tracking core obligations, escalating concerns, and verifying remediation progress.

• Collaborate with diverse internal teams to spearhead compliance assessments, resolve operational bottlenecks, execute project milestones, and ensure swift closure of open issues.

• Execute specialized strategic initiatives and ad hoc risk or compliance projects under the guidance of the department head.

Skills and Requirements

• Proven expertise in managing distribution compliance, sales conduct oversight, or regulatory risk within the financial sector.

• Strong analytical skills to dissect incidents, uncover root causes, and design effective risk mitigation strategies.

• Demonstrated experience monitoring third-party vendors and outsourcing risk frameworks.

• Excellent communication and stakeholder management skills to influence cross-functional teams and drive project resolution.

• Agility to adapt to evolving regulatory landscapes and successfully handle ad hoc strategic compliance mandates.

To apply online please use the apply function.(EA: 94C3609/ R24124496)