A well-established global investment management firm is looking to hire a Senior Manager / Manager, Compliance to join its Singapore office. This is a leadership role responsible for overseeing regulatory compliance across Singapore and supporting compliance matters across multiple international jurisdictions.
The successful candidate will play a key role in ensuring the firm operates in accordance with regulatory requirements while supporting the continued growth of the business.
Key Responsibilities
- Act as the designated Compliance Officer under Singapore regulatory requirements and serve as the primary liaison with regulators.
- Provide ongoing compliance advisory support to senior management and business teams across Singapore and other international jurisdictions.
- Monitor regulatory developments and advise the business on compliance and AML matters.
- Ensure timely and accurate completion of regulatory filings and reporting obligations.
- Liaise with regulators during inspections, audits, and regulatory inquiries.
- Oversee onboarding of new clients and counterparties, ensuring adherence to KYC and AML standards.
- Ensure periodic and ad-hoc KYC reviews are completed in a timely manner.
- Oversee transaction monitoring processes and ensure appropriate escalation where required.
- Maintain and enhance compliance policies, procedures, and internal controls.
- Provide periodic compliance reporting to senior management and governance committees.
- Oversee compliance training programs and monitoring activities.
- Review fund documentation and marketing materials to ensure regulatory compliance.
- Monitor investment restrictions and regulatory reporting obligations for funds.
- Conduct due diligence on external service providers, vendors, and business partners.
- Support responses to external due diligence requests from investors, distributors, and counterparties.
- Lead and mentor a small compliance team while promoting a strong compliance culture.
Requirements
- 8 to 12+ years of experience in compliance, audit, or risk management within asset management or fund management.
- Experience from Big 4 or compliance advisory firms supporting financial services clients is advantageous.
- Strong working knowledge of Singapore regulatory requirements.
- Exposure to global regulatory frameworks (e.g., Europe or the United States) is beneficial.
- Experience working across multi-jurisdictional regulatory environments.
- Prior experience managing or mentoring teams.
- Strong analytical skills and attention to detail.
- Highly organised with the ability to manage multiple priorities.
- Strong communication and stakeholder management skills.
All applications will be treated with strict confidentiality.
If you're interested in the above role, click on the apply function now! Alternatively, you can contact Suhani Malhotra at [Confidential Information] for a confidential discussion. Only shortlisted candidates will be notified.
StriveX Pte Ltd
Suhani Malhotra
EA Licence No: 23S2077
EAP Registration No: R1770166
