The Senior Compliance Manager will play a critical role in strengthening Antalpha Group's global compliance and governance framework across the regions and work closely with stakeholders in its global ecosystem.This role requires a seasoned compliance professional (10+ years) with proven experience in regulatory compliance, licensing, AML/CFT, and KYC policy development. The ideal candidate should be open minded, flexible in his approach, can bridge traditional financial regulatory standards with emerging fintech and crypto requirements, ensuring robust risk management while enabling business innovation.
Key Responsibilities
1. Policy Development & Governance
- Lead the design and implementation of group-wide compliance policies and controls, covering AML/CFT, sanctions, KYC, and broader governance frameworks across multiple jurisdictions.
- Develop and maintain governance structures that ensure regulatory alignment, consistency, and accountability across potential capital market and digital asset business lines.
- Conduct market surveillance on crypto-related regulatory updates in jurisdictions such as SG, HK, US, Japan, UAE and observe industry best practices.
2. Regulatory Compliance & Licensing
- Oversee compliance with regional and international regulations, including but not limited to MAS, HKMA, SFC, and FATF frameworks.
- Manage licensing activities and regulatory submissions related to financial services, digital assets, or fintech operations.
- Lead regulatory engagements, audits, and inspections, maintaining proactive communication with authorities.
3. Risk Assessment & Monitoring
- Conduct group-wide compliance risk assessments and ensure implementation of appropriate controls.
- Supervise CDD/EDD processes for institutional and high-risk clients, ensuring strong client due diligence standards.
- Work closely with technology and operations teams to optimize transaction monitoring and screening systems.
4. Advisory & Training
- Serve as a trusted advisor to business leaders on compliance implications for new product launches, client onboarding, and strategic initiatives.
- Develop and deliver AML/KYC training programs to enhance compliance awareness.
- Translate complex regulations into practical, risk-based guidance to support business growth.
5. Reporting & Continuous Improvement
- Provide regular compliance reports and updates to senior management and the board.
- Monitor emerging fintech and crypto regulatory trends, recommending proactive updates to policies and frameworks.
- Foster a culture of compliance and integrity, ensuring alignment across all business units.
Qualifications & Experience
- Bachelor's degree in Law, Finance, Accounting, or related disciplines.
- 10+ years of experience in regulatory compliance, AML/KYC, and licensing, ideally across capital markets and fintech/crypto sectors.
- Strong understanding of MAS, SFC, HKMA, FATF, and FinCEN frameworks.
- Demonstrated experience in policy making, governance, licensing applications, and regulatory engagement.
- Professional certifications such as CAMS, ICA, or equivalent preferred.
- Excellent analytical, communication, and stakeholder management skills.
- Fluency in English required; Mandarin proficiency is a plus.
