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Principle Partners

Senior Compliance Associate/ Manager

2-4 Years
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  • Posted 19 hours ago
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Job Description

About the Job

Our client is looking for experienced professionals who want to help financial institutions strengthen their governance, regulatory compliance and risk management capabilities. You will join a fast-growing team supporting leading asset managers, alternative investment firms, wealth managers, and other capital markets intermediaries across the region.

Job Responsibilities

  • Provide regulatory and compliance advice to clients across asset management, wealth management, and capital markets.
  • Lead teams delivering compliance monitoring, regulatory reporting, and AML/KYC support.
  • Design, assess and enhance compliance frameworks, internal controls, and risk management processes.
  • Conduct reviews and internal audits to identify regulatory gaps and recommend remediation.
  • Collaborate on new service offerings, digital solutions, and business development initiatives.

Required Qualifications

  • More than 2 years experience in financial services compliance, regulatory advisory, audit, or related roles.
  • Strong understanding of MAS regulations across capital markets, advisory services, and AML/CFT.
  • Familiarity with asset and wealth management or digital asset business models.
  • Proactive, detail-oriented professional with strong communication and stakeholder management skills.

More Info

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About Company

Job ID: 134955731