Securities Ops #ESY

Securities Transfers

. Ensure all relevant approval is obtained and instruction provided by Business adheres to client's signing mandate and procedure

. Close liaison and coordination with various parties including Front Office, internal departments, custodians and counterparties

. Proficient in managing daily requests for security transfer from initiation of request to completion

. Timely and accurate processing of security transfer request

. Effective management and resolution of failed transfers

. Adherence to procedures, control guidelines, market regulation and compliance framework

. Provide seamless and efficient service to front office

. Escalate any deviation to procedure

Control

. Effective management of stock and cash breaks

. Perform end-of-day control checks

. Perform Risk & Control Self-Assessment (RCSA) checks

. Ensure any exception handling is as per exception handling framework

Query Management

. Ensure all queries from Business are resolved within expected timeframe or escalated to the correct parties

Change Management

. Identify control gaps and work with team to review process efficiency and deliver improvements

. Participate in projects as and when required

Interested candidates, please email your resume to [Confidential Information]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted