The Securities Dealer The Securities Dealer is responsible for timely and efficient execution of customer trades to support Wealth Management.
Responsibilities:
- Ensures best execution of trades across relevant markets through effective use of multiple trading platforms
- Provides market insights and investment opportunities across asset classes, enabling Wealth Relationship Managers to engage clients with informed and relevant talking points
- Quotes prices on investments, which are aligned with client's objectives and risk appetite
- Adheres to policies and procedures relating to product due diligence and suitability
- Conducts all regulated activities in strict compliance with MAS and SFA regulations, as well as internal governance standards
- Participates in and supports special projects or initiatives as assigned from time to time
Qualifications:
- Bachelor's degree with a minimum of 3 years experience in Private Banking Advisory and Execution Desk functions; multi-asset experience is an advantage
- Certified in the following: FMRP, CMFAS RES 2B (formerly M1B), CM‑EIP (formerly M6), CM‑SIP (formerly M6A), CACS 1, and CACS 2
- Proficient in Bloomberg and MarketAxess; experience with core banking systems (e.g. Avaloq) is a plus
- Strong MS Excel skills; VBA and Python knowledge is advantageous
- Detail‑oriented, accountable, and demonstrates strong ownership of work
- Team player with a proactive and collaborative mindset
- Able to perform in a fast‑paced, high‑pressure environment
