The Role
We are seeking a Regulatory Compliance candidate to join our team in Singapore an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.
Responsibilities:
- Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
- Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
- Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
- Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
- Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.
Requirements:
- Bachelor's degree in Law, Finance, Business, or a related field.
- 5 to 10 years of experience in Regulatory Compliance
- Strong technical knowledge in SFA, FAA, MAS regulations etc
- Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
- High attention to detail and a proactive, analytical mindset.
Take charge of this opportunity to welcome a new career challenge in 2025
EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112
