Regulatory Compliance Officer (MLRO)

About the Company

A premier financial services firm specializing in holistic wealth management.

About the Job

• Oversee all regulatory compliance obligations for the firm's local business entities.

• Partner with internal teams to address daily AML and CTF operational challenges in line with MAS standards.

• Serve as the primary point of contact and official liaison for the Monetary Authority of Singapore.

• Take on the professional responsibilities of the Money Laundering Reporting Officer (MLRO).

• Conduct objective and prompt investigations into any received complaints.

• Execute regular audits of case files to verify adherence to internal protocols and external regulations.

• Manage the collection and submission of data for regulatory reviews and external audits.

• Direct the compliance onboarding process for new licensed representatives to ensure full legal alignment.

• Monitor legislative shifts to provide expert guidance on business partner inquiries and internal requests.

• Educate and inform key stakeholders regarding significant changes in the regulatory landscape.

• Execute all mandatory regulatory filings, including the registration and notification of representative licenses.

• Support and manage specialized projects as required by the business.

Skills and Requirements

• In-depth knowledge of Singapore's regulatory framework and MAS guidelines.

• Proven experience in managing AML/CTF programs and reporting duties.

• Strong investigative skills for complaint handling and file auditing.

• Ability to communicate effectively with regulators and internal stakeholders.

• Experience in licensing procedures and regulatory filing management.

• Proactive approach to monitoring and interpreting legislative developments.

To apply online please use the apply function.(EA: 94C3609/ R24124496)