Our client, a leading regulatory compliance advisory firm, is seeking a Regulatory Compliance Manager to support clients in meeting their regulatory obligations. The ideal candidate will have strong experience in compliance, regulatory reporting, and risk management, particularly within MAS-regulated financial institutions and capital markets intermediaries.
Key Responsibilities:
- Manage a portfolio of clients, ensuring adherence to MAS regulations and supporting regulatory submissions, licensing applications, and interactions with regulators.
- Develop, implement, and maintain compliance policies, procedures, frameworks, and monitoring programs, including internal audits.
- Prepare and review regulatory reports and filings, and provide advisory support on regulatory developments and their impact on clients.
- Oversee AML/CFT and CDD reviews, conduct risk assessments, and deliver compliance training to enhance regulatory awareness.
Required Qualifications & Skills:
- Minimum 4 years experience in regulatory compliance within financial services or MAS; fund management experience preferred, with strong knowledge of MAS regulations (SFA, FAA, Notices, and Guidelines).
- Familiarity with AML/CFT requirements, CDD processes, regulatory reporting, and engagement with regulators.
- Strong analytical, problem-solving, communication skills, and ability to manage multiple client portfolios independently.
- Bachelor's degree in a relevant field; professional certifications (ICA, ACAMS, etc.) and proficiency in English are preferred.
