Regulatory Compliance (Asset Management) (1-Year)

About the Company

A prominent global investment firm managing diverse asset portfolios.

About the Job

• Guarantee adherence to all financial regulations and licensing mandates within the Singapore and Australian markets.

• Supervise and audit ongoing regulatory commitments and specific license stipulations.

• Manage the execution of Anti-Money Laundering and Counter-Terrorism Financing (AML/CFT) frameworks.

• Act as the primary lead for data privacy, ensuring organizational alignment with PDPA standards and PDPC communication.

• Establish and update internal compliance protocols and control systems to match evolving legal landscapes.

• Offer expert guidance to senior leadership and front-office teams regarding product launches and regional marketing restrictions.

• Execute periodic compliance education programs for staff across the APAC region.

• Approve marketing content and client disclosures while managing fund registration workflows.

• Monitor staff conduct, including personal investments, corporate hospitality, and potential conflicts of interest.

• Support corporate governance functions, including board meeting preparation and official filings.

• Provide back-up support for team members and collaborate on cross-functional projects.

Skills and Requirements

• Extensive experience in a compliance-focused role within the financial services or asset management industry.

• In-depth knowledge of regulatory frameworks in Singapore (MAS) and Australia (ASIC).

• Strong familiarity with AML/CFT legislation and data protection laws (PDPA).

• Proven ability to provide practical compliance advice on complex business initiatives and cross-border marketing.

• Excellent communication skills with the ability to deliver training and engage with senior stakeholders.

• Meticulous attention to detail in reporting and reviewing marketing materials.

To apply online please use the apply function.
(EA: 94C3609/ R24124496)