Are you an experienced compliance professional with a passion for ensuring regulatory adherence and upholding ethical business practices We are currently recruiting for a Regulatory Compliance Analyst with a leading Asset Manager.
Reporting to the Compliance Director, you would be responsible for managing the compliance function and ensure that the firm operates within the bounds of regulatory requirements.
Responsibilities:
- Oversee and manage all compliance functions, including AML/KYC procedures, market conduct, internal controls, and regulatory reporting
- Assist with MAS surveys and filings, license applications and tracking
- Provide guidance to senior management and business units on compliance matters, ensuring a deep understanding of regulatory implications for various business activities
- Monitor changes in relevant laws and regulations, and proactively adjust compliance policies and procedures accordingly
- Lead compliance training programs to enhance staff understanding of compliance obligations and ethical standards
Qualifications:
- Prior working experience in banks, asset management/investment management companies will be viewed favorably
- In-depth knowledge of MAS, SFA, SFC and regulatory expectations for capital markets intermediaries
- Strong analytical and problem-solving skills to navigate complex regulatory environments
- Excellent communication and interpersonal abilities to effectively collaborate with internal teams and regulatory bodies
