Regulatory & Compliance Risk Officer (Chinese Bank)#ESY

Job scope:
1 Conducts the implementation of the branch compliance plan

2 Respond to regulatory authorities routine queries and coordinates completion of survey and other request for information

3 Develop and perform periodic compliance reviews

4 Investigates compliance breaches and customer complaints.

5 Draft the annual compliance plan for HOD and management approval.

6 Conducts compliance training and provides advisory on Banking Act, SFA and FAA and other compliance matters

7 Implement and update compliance policies and procedures based on Head Office, and local regulatory requirements.

8 Prepares/reviews periodic reporting to local regulatory authorities, Head office and Management.

9 Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review.

10 Conducts annual regulatory risk assessment

11 Any other tasks or duties assigned by

Interested candidates, please email your resume to [Confidential Information]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted