Our client, a well-established and growing investment management platform with a strong presence in Asia is seeking an experienced Compliance Manager to join its Singapore office.
This is a high-impact role for a hands-on compliance professional who will work closely with senior management to oversee regulatory compliance, strengthen governance frameworks, and support business growth across investment-related activities.
The successful candidate will play a key role in ensuring adherence to regulatory requirements while partnering with internal stakeholders to promote a strong compliance culture across the organisation.
Key Responsibilities:
- Oversee and maintain the firm's compliance framework in accordance with applicable MAS regulations and relevant regional regulatory requirements
- Provide day-to-day compliance advisory support to business and operational teams
- Monitor regulatory developments and assess their impact on business operations
- Support implementation of regulatory changes, policies, and internal controls
- Review, enhance, and maintain compliance policies, procedures, and internal control frameworks
- Conduct periodic compliance monitoring reviews and thematic assessments
- Identify control gaps and recommend remediation actions
- Maintain compliance registers, including conflicts of interest, gifts & entertainment, breaches, and personal account dealing
- Manage regulatory filings and submissions to relevant authorities
- Act as a key point of contact for regulators, external auditors, and other relevant stakeholders
- Support regulatory inspections, audits, and information requests
- Oversee AML/CFT compliance controls, monitoring, and periodic reviews
- Support client onboarding compliance oversight and due diligence reviews
- Ensure robust financial crime prevention processes are in place
Requirements:
- Bachelor's degree in Law, Finance, Accounting, Business, or a related discipline
- At least 5 years of relevant compliance experience within asset management, fund management, private markets, or broader financial services
- Professional compliance certifications (e.g., ICA, CAMS, relevant legal/compliance qualifications) preferred
- Strong working knowledge of Singapore regulatory requirements, particularly MAS regulations applicable to licensed fund management companies
- Experience in compliance monitoring, regulatory reporting, and policy development
- Familiarity with AML/CFT requirements and broader financial crime controls
- Strong stakeholder management and communication skills
- Ability to work independently in a lean, dynamic environment
If you are interested in this opportunity, please click Apply or email Jacqueline at [Confidential Information] for a confidential discussion.
Only shortlisted candidates will be contacted. If you do not hear from us within 14 days, please consider your application unsuccessful.
Morgan McKinley Pte Ltd
Jacqueline Lee
EA Licence No: 11C5502
Registration No: R21100508
