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Multiple Legal and/or Compliance roles

5-15 Years
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Job Description

A fast-growing quant trading firm is looking to hire multiple expansion headcounts across legal and compliance functions. The roles seniority level can be scaled depending on the candidate.

Please contact Shingo by emailing your cv directly in word format with job reference no. JOB-15910 to [Confidential Information].

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R1545180

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Key responsibilities

Legal Counsel

  • 5-10 years of PQE to take on a broad legal counsel role covering both transactional and non-transactional work covering multiple jurisdictions.

Paralegal

  • Support the Global Head of Compliance on a wide range of legal and compliance duties.

Role requirements

Compliance Officer/Senior Compliance Officer

  • 5-15 years of compliance experience in electronic trading, market-making, or trading-technology environments.
  • Design and implement compliance policies and procedures.
  • Strong understanding of exchange rules, especially in the APAC region, and quant trading regulatory requirements.
  • Work with the IT Team to improve automated surveillance capabilities.

To be eligible for this role you will require:

  • On top of the above-mentioned, enjoys working in a fast-paced environment and being able to perform under pressure.

Job ID: 138180115