- Opportunity to work in a highly regulated financial instituition
- Hands-on investigation role with exposure to regulatory responses
About Our Client
Our client is a well-established and highly regulated financial services organisation operating in the life insurance sector. With a strong focus on governance and customer outcomes, the organisation places high importance on market conduct, regulatory compliance, and robust internal controls.
Job Description
- Conduct investigations into market conduct-related complaints and oversee follow-up actions through to resolution
- Carry out market conduct compliance reviews and monitor remediation actions
- Prepare responses to enquiries and information requests from regulators and relevant government agencies
- Maintain and adhere to established policies and procedures governing distribution compliance activities
- Ensure compliance with internal control standards and group compliance policies, including implementing recommendations from internal audits, external audits and regulators
- Provide coverage for team members during periods of absence and support overall team operations
- Perform reference checks relating to market conduct records and maintain accurate documentation
- Support ad hoc tasks and special projects related to compliance and investigations as required
The Successful Applicant
- Diploma in Compliance or a related field, or a degree in Business, Finance or equivalent
- Relevant experience in compliance, investigations or regulatory roles, preferably within financial services, insurance or law enforcement
- Working knowledge of the Financial Advisers Act (FAA) and applicable MAS Notices and Guidelines
- Strong analytical and problem-solving capabilities with attention to detail
- Disciplined approach to documentation and case management
- Clear written and verbal communication skills for regulatory and internal stakeholders
- Ability to manage multiple cases concurrently with sound prioritisation and follow-through
What's on Offer
- Exposure to regulatory engagement and complex market conduct issues
- Collaborative team culture with learning opportunities in compliance and investigations
Contact
Carine Cui (Lic No: R23117732 / EA no: 18S9099)
Quote job ref
JN-042026-6991008
Phone number
+65 6416 9806
Michael Page International Pte Ltd | Registration No. 199804751N
