Legal & Compliance Manager- Global Insurance Broker (HNW Clients)
Key Responsibilities
- Lead and oversee all legal, regulatory, and compliance matters across multiple jurisdictions.
- Develop and implement robust compliance frameworks aligned with insurance brokerage and HNW client advisory standards.
- Act as a strategic advisor to senior management on regulatory risks, governance, and business expansion initiatives.
- Manage relationships with regulators, external counsel, and key stakeholders across global markets.
- Ensure adherence to AML/CFT, data privacy, client suitability, and cross-border regulatory requirements.
- Establish and maintain internal policies, controls, and monitoring programs to support business growth.
Requirements
- 7+ years of legal and/or compliance experience within insurance brokerage, wealth management, or financial services.
- Strong understanding of regulatory frameworks relevant to HNW / UHNW client advisory and cross-border distribution.
- Proven leadership experience managing regional or global legal & compliance teams.
- Demonstrated ability to balance commercial objectives with regulatory risk management.
- Experience engaging with regulators and managing complex, multi-jurisdictional compliance matters.
- Excellent stakeholder management, communication, and strategic influencing skills.
- High integrity, strong judgment, and ability to operate in a fast-growth entrepreneurial environment.
- Fluent in English & Chinese as the role is required to communicate in this language
EA No 23S1936
