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larson maddox

Legal & Compliance Associate - Quant Trading Firm

3-5 Years
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Job Description



My client is a fast-growing global quantitative trading business hiring a Legal & Compliance Associate based in Singapore. This is a hands-on role offering exposure to multi-jurisdictional regulatory requirements, with the opportunity to build broad experience across both legal and compliance functions in a dynamic environment.

What You'll Do

  • Contribute to ongoing monitoring of compliance frameworks and assist with internal control assessments
  • Support onboarding processes across trading venues, intermediaries, and counterparties, including documentation and due diligence
  • Carry out background checks and risk reviews on business relationships, including drafting summaries of findings
  • Manage and update internal policies, procedures, and firmwide documentation repositories
  • Assist with external information requests from financial counterparties
  • Review a range of commercial and legal documentation and flag key issues where appropriate
  • Coordinate with external parties on regulatory or operational queries
  • Support the administration of compliance tools and internal systems
  • Track regulatory updates and share key developments with relevant stakeholders
  • Assist in monitoring trading-related alerts and raising issues when required
  • Maintain regulatory registrations and corporate filings as needed

What They're Looking For

  • Legally qualified, ideally in Singapore
  • Around 3-5 years of experience in a legal, compliance, or regulatory role
  • Strong communication skills and the ability to work across multiple stakeholders
  • Detail-oriented with good organisational and prioritisation capabilities
  • Exposure to financial markets, trading activities, or investment operations

EA R1981013



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Job ID: 148489599