KYC Compliance Institutional & Corporate Onboarding
Senior Associate / Manager
Our client is a leading securities firm with a strong regional footprint, seeking an experienced KYC Compliance professional to support institutional and corporate client onboarding. This is a hands-on role, offering exposure to process improvement and digitalisation initiatives, including a KYC vendor migration project.
Key Responsibilities
- Conduct KYC due diligence and risk profiling on new institutional and corporate customers / counterparties during onboarding.
- Perform event-triggered and periodic KYC reviews on the existing client base to ensure ongoing compliance with regulatory requirements and internal policies.
- Monitor and manage KYC review workflows, ensuring cases are accurately tracked and completed within agreed timelines.
- Carry out watchlist and adverse media screening, including analysis and dispositioning.
- Support KYC policy and procedure updates, including enhancements driven by regulatory or process changes.
- Contribute to process optimisation and digitalisation efforts, including system and vendor migration initiatives.
Requirements
- Bachelor's degree or equivalent.
- 35 years of relevant KYC experience covering institutional and corporate customers / counterparties, ideally within a securities firm or financial institution.
- Solid understanding of AML/CFT regulatory requirements.
- Strong analytical capability with a high level of attention to detail and sound judgement.
- Self-motivated, able to work independently while collaborating effectively within a team environment.
- CAMS certification is an advantage.
Why Consider This Role
- Exposure to institutional and capital markets-related KYC, rather than purely retail or PB coverage.
- Opportunity to be involved in process enhancement and digital transformation initiatives.
- Stable platform with clear scope and professional working environment.
Application Process:
Interested candidates should submit their resume to Foo Jun Jie at [Confidential Information], quoting the job title. Only shortlisted candidates will be contacted.
License No: 24S2395
Registration No: R1551124
