- Conduct second-level reviews of Know Your Customer (KYC) and Source of Wealth (SoW) assessments to ensure accuracy, completeness, and compliance with internal policies and regulatory requirements.
- Assess the plausibility and consistency of Source of Wealth narratives and supporting documentation.
- Verify that customer risk ratings, customer profiles, and potential red flags have been appropriately identified, assessed, and documented.
- Prepare concise case summaries and escalate high-risk, complex, or ambiguous cases to the Anti-Money Laundering Officer (AMLO), including recommendations where appropriate.
- Maintain quality assurance records and support internal and external audit readiness activities.
- Provide timely and constructive feedback to first- and second-line reviewers to promote quality, consistency, and continuous improvement.
- Contribute to the enhancement of KYC quality assurance processes, procedures, and best practices.
Qualifications & Experience
- At least 3 years of experience in KYC, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), AML Compliance, or a related financial crime compliance function within a banking or financial services environment.
- Experience reviewing corporate customer KYC files, including complex ownership structures and beneficial ownership assessments.
- Experience performing quality assurance, quality control, senior-level KYC reviews, or compliance reviews, or experience serving in a Compliance Officer or equivalent financial crime compliance role.
- Strong understanding of AML/CFT regulations, KYC requirements, customer risk assessment, and Source of Wealth verification.
- Strong analytical, investigative, and written communication skills, with the ability to identify risks and provide well-supported recommendations.
- Ability to manage multiple priorities while maintaining a high standard of accuracy and attention to detail.
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