The Company
A leading global financial services firm with a strong presence across Asia-Pacific, offering a wide range of investment banking, brokerage, and asset management solutions. The Singapore branch currently focuses on institutional brokerage and is preparing to launch a digital retail brokerage platform, backed by a mandate from HQ to expand regional operations significantly. With offices across APAC, including Hong Kong, India, Vietnam, and Indonesia, the firm is committed to innovation, growth, and client-centric solutions.
Responsibilities
- Conduct KYC reviews and risk profiling for onboarding institutional and corporate customers/counterparties.
- Perform event-triggered and periodic reviews to ensure compliance with regulatory requirements and internal policies.
- Monitor KYC review progress, ensuring accurate tracking and timely completion.
- Conduct watchlist and negative news screening and manage dispositioning tasks.
- Assist in policy and procedure updates related to KYC.
- Support vendor migration projects and contribute to process improvement and digitalization initiatives.
Requirements
- Bachelor's degree or equivalent.
- 5-7 years of experience in KYC reviews for institutional and corporate clients (banking/financial services).
- Strong understanding of AML/CFT regulatory requirements (local and international).
- Excellent analytical skills with attention to detail and ability to assess complex information objectively.
- Self-starter, able to work independently within a team environment.
- CAMS certification is a plus.
- Experience in client onboarding remediation and familiarity with CMS-licensed entities preferred.
