- Perform ongoing monitoring of trades and portfolio holdings to ensure adherence to regulatory, client, and internal guidelines.
- Analyze transactions and holdings, calculate risk metrics, and conduct full compliance checks for public funds and segregated accounts.
- Research potential compliance issues and collaborate with Portfolio and Account Management teams to resolve any violations.
- Prepare daily compliance and client-related reports for internal stakeholders.
- Respond to inquiries from the trading desk and other internal or external parties regarding investment guidelines.
- Participate in projects aimed at optimizing and automating trade compliance processes.
Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).
Shortlisted candidates will be notified
Data provided is for recruitment purposes only
www.ambition.com.sg
EA Registration Number: R22104385
Business Registration Number: 200611680D. License Number: 10C5117
