Conduct and report on assigned audits and/or special reviews based on the monthly planning and as instructed by the Auditor-in-Charge with the goal to improve internal control system, governance and risk minimizing measures
Pre-discuss relevant findings/recommendations with Auditor-in-Charge and the auditee
Ensure sufficient and appropriate documentation of audit procedures and findings to support audit conclusions
Inform Auditor-in-Charge about important findings (incl. Head GIA if deemed necessary)
Validate closure of implementation of assigned recommendations as per GIA rules consult Auditor-in-Charge for issues rated C
Support delivery of any ad-hoc requests by management and regulators in coordination with Team Head or Head GIA
Professional Tasks
Comply with IIA standard, directive no. 10353 - Group Internal Audit, audit charter and GIA handbook
Keep in contact with important industry groups (e.g. IIA) to keep abreast of industry developments
Monitor regulatory changes and update Team Head
Ensure adequate training & education
Provide input deemed necessary to enhance GIA's workflows/governance
Requirements:
Relevant Bachelor's Degree
Professional Qualification, e.g. CPA, CA, CIA, CFSA, CISA
Good understanding of regulatory requirements and guidelines
Proficient in English (written and spoken) and other relevant languages is an advantage
Relevant working experience of at least 5 years, preferably in internal audit function of financial institutions
