An international investment bank is hiring a business auditor to audit the Compliance function. The incumbent will be part of the Internal Audit team, will work closely with team members of the Internal Audit team in the Asia ex-Japan region. NO WORK VISA SPONSORSHIP IS PROVIDED.
Responsibilities:-
- Plan and execute audits, with the potential to lead audits, through the application of the departments audit methodology while working closely with specialist auditors in IT and Data Analytics
- Design and carry out simple data analytics for audit assignments
- Look out for risks and control gaps, draft and report audit findings promptly to line management and suggest practical and innovative solutions
- Look into audit recommendations post-audit, assess residual risk, validate remedial work performed and document issue closure
- Implement risk assessments of the bank&aposs control environment and help in developing the annual audit plan
- Conduct Internal Audits quarterly continuous monitoring program to identify changes to audit plan, risk assessments or audit universe
Requirements:
- Bachelor degree in Accounting, Finance or related discipline from a recognised University
- Professional Accounting qualification is advantageous
- At least 8 years of audit experience in the financial services sector
- Sound background and experience of auditing Compliance, including Market Abuse Surveillance, Financial Crime and Conflicts Management, in the Trading or Investment Banking business of a major financial institution.
- Experience in a Compliance function, as a second line of defence, or with a regulator of financial institutions, prior to joining internal audit, will be favourably considered.
- Possess strong audit skills and a good and demonstrable knowledge of aspects of the Wholesale or Investment Banking business and related regulatory framework/regulations.
- Ability to multi-task, able to work independently and demonstrate a strong sense of ownership and commitment to delivery
- Strong communicator in English, confident and assertive to deliver tough messages and have difficult conversations
