about the company
A prominent financial institution with a strong global footprint, dedicated to delivering wealth management and private client solutions. The organization maintains a focus on growth through robust governance, operational excellence, and comprehensive risk management.
about the job
- Execute risk-based audit reviews covering client onboarding, investment suitability, credit processes, and trade execution.
- Evaluate the effectiveness of business control frameworks to ensure alignment with group risk expectations.
- Assess operational practices against relevant industry standards and regulatory compliance requirements.
- Prepare clear audit reports detailing findings and collaborate with senior stakeholders to track issue resolution.
- Conduct continuous risk evaluations across digital platforms and specialized investment solutions to adjust assurance activities.
skills and experience required
- Demonstrated experience conducting internal audit reviews within wealth management or private banking environments.
- Comprehensive understanding of private client investment products, suitability requirements, and risk management frameworks.
- Proficiency in quantitative analysis and exposure to data analytics tools for audit testing.
- Strong communication and interpersonal skills to build effective relationships with executive leaders.
To apply online please use the apply function.
Charlene Lin (EA: 94C3609/ R21100955)
