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Head of Compliance (Founding team!)
Our client, a next-generation research platform leveraging AI to support investment decision-making, is hiring their first Singapore hire to lead the compliance function.
This role reports directly to the CEO and offers a rare opportunity to shape compliance from the ground up in a high-growth, technology-driven environment.
Your top priorities will include:
Design and implement the end-to-end compliance program, including policies, controls, training, conflicts-of-interest, personal trading, and audit-ready governance.
Lead compliance engagement with fund and institutional clients, vendor due diligence, approvals, and review of all client-facing materials.
Partner with research, product, and engineering to translate regulatory requirements into scalable, technology-enabled workflows, while coordinating external counsel as needed.
The ideal candidate should have:
What's in it for you:
Think this sounds exciting Feel free to reach out to me at [Confidential Information] and we can have a confidential chat.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24121689 | Desiree Low Sher Rae
Job ID: 152314049
Skills:
consumer protection , Aml, Data Security, Licensing, Governance, Sanctions, Privacy, Regulatory engagement, CFT, Regulatory Reporting, Financial crime coordination, Compliance framework implementation
Skills:
product compliance , Capital Adequacy, AML CFT, digital asset custody, fit and proper assessments, Securities and Futures Act 2001, MAS notices and guidelines, Transaction Monitoring, market surveillance, regulatory framework, Governance, Reporting, custody and client asset protection
Skills:
board governance , AIFMD, Code of Corporate Governance, Cross-Functional Compliance Oversight, Internal Controls, Regulatory Compliance, CIS Code, Enterprise Risk Management, SGX Listing Rules
Skills:
AML CFT regulations, MAS Notices and Guidelines, Exchange rules, Compliance framework
Skills:
Data Analytics, Records and Information Management, policies and procedures, Sanctions Screening, MAS regulations and reporting requirements