Key Responsibilities
AML & KYC Reviews
- Perform periodic and ad hoc AML reviews, including Post-STR (Suspicious Transaction Report) assessments, for existing retail banking individual customers.
- Conduct enhanced due diligence for high-risk customers to understand and verify the customer's Source of Wealth (SOW) journey.
Customer Profile Management
- Identify gaps in KYC profiles and highlight missing information to address STR red flags or SOW gaps.
- Ensure all transactions reviewed align with the customer's profile and risk rating.
Documentation & Compliance
- Obtain all necessary documentation to complete customer files and maintain regulatory compliance.
- Collaborate with internal and external stakeholders to resolve issues related to AML/KYC requirements.
Stakeholder Engagement & Reporting
- Engage effectively with multiple parties, including relationship managers and other bank teams, to gather information and provide updates.
- Support the development and execution of compliance strategies in line with bank policies.
