Job Description :
Be part of a global leader in financial services, where your expertise will drive impactful governance and risk management.
As the South East Asia Investment Banking Control Manager (VP) in a global leader in financial services, you will oversee control governance, regulatory change, and risk management for Global Investment Banking in the region.
Job Responsibilities
- Establish and manage the local control governance model for South East Asia Investment Banking, integrating with the global framework
- Project manage regulatory change implementation across South East Asia, partnering with Legal, Compliance, Business, Technology, and Conflicts teams
- Produce analysis of control issues and metrics for senior management, projects, and local/regional forums
- Develop metrics and reporting to ensure visibility and transparency of risk events impacting Investment Banking
- Execute major regional and global control programs for South East Asia Investment Banking
- Embed regional best practice governance while meeting local regulatory requirements
- Develop and implement training materials and communications, and execute regional controls programs
- Coordinate with Compliance to manage regulatory exams impacting Investment Banking
- Manage internal and external audits for South East Asia Investment Banking
- Collaborate with APAC Regional Control Office management on relevant initiatives
- Ensure timely execution of business and process changes in support of the location. Conduct deep dive reviews into issues and risk events to identify and manage control gaps
Required Qualifications, Capabilities, and Skills
- Bachelor's Degree in Finance, Economics or other related disciplines
- 8 plus years experience in business risk, regulatory compliance or control management roles
- Understanding of three lines of defense. Ability to conduct deep dive reviews and manage control gaps
- Understanding of Investment Banking products: ECM, DCM, and M&A
- Knowledge of securities business and regulatory environment in Asia Pacific
- Excellent coordination, analytical, quantitative, and control skills
- Experience dealing with senior management
- Strong communication, relationship building, and influencing skills
- Presence and ability to engage with senior management
- Flexibility to partner with team members across global time zones
Preferred Qualifications, Capabilities, and Skills
- Experience in project management for regulatory change
- Familiarity with APAC regulatory requirements
- Experience managing audits and regulatory exams
