Search by job, company or skills

T

Fast-Growing Quantitative Trading Firm – Multiple Legal and/or Compliance roles

5-15 Years
new job description bg glownew job description bg glownew job description bg svg
  • Posted 15 hours ago
  • Be among the first 10 applicants
Early Applicant

Job Description

Our Client is A high-growth quantitative trading firm is looking to strengthen its Legal and Compliance capability as part of its continued expansion. The firm is open-minded on both role design and seniority and will consider hiring one or multiple headcounts depending on candidate profile and overall team fit.

These opportunities may suit candidates from circa 5 years experience upwards, across legal, compliance, or hybrid legal/compliance backgrounds. The exact scope and title will be calibrated based on experience and expertise.

This is a rare opportunity to join a dynamic trading firm at a formative stage and shape the legal and compliance function based on individual strengths and experience.

Please contact Shingo by emailing your cv directly in word format to [Confidential Information].

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R1545180

[HIDDEN TEXT]

Key responsibilities

Legal Counsel

  • Typically 5-10+ years PQE.
  • Broad in-house legal role covering both transactional and non-transactional matters.
  • Exposure to multiple jurisdictions and cross-border trading activities.
  • Advising on commercial agreements, regulatory matters, and general corporate legal issues.

Paralegal / Junior Legal Professional

  • Support role working closely with the Global Head of Compliance.
  • Assist with legal documentation, regulatory filings, internal policies, and compliance-related initiatives.
  • Suitable for candidates looking to build in-house legal and regulatory exposure within a trading environment.

Compliance Officer / Senior Compliance Officer

  • Typically 5-15 years compliance experience, ideally within electronic trading, market-making, quant trading, or trading-technology environments.
  • Design, implement, and maintain compliance frameworks, policies, and procedures.
  • Strong understanding of exchange rules and regulatory requirements, particularly within the APAC region.
  • Partner with Technology and Trading teams to enhance automated surveillance and monitoring capabilities.

Role requirements

  • Strong technical grounding in legal and/or regulatory compliance matters relevant to trading businesses.
  • Comfortable operating in a fast-paced, high-performance environment.
  • Able to work with ambiguity and contribute to building and scaling functions as the business grows.
  • Proactive, commercially minded, and able to perform effectively under pressure.

Job ID: 138638415