Distribution Compliance Monitoring Executive ESY

. Ensures that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.

. Ensures that thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.

. Engages customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.

. Maintains discipline and compliance to prescribed market and business conduct for the distribution channels.

. Competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS business rules (preferred)

. Participates and delivers projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.

. Assist in replacement of policy appeal reviews

Interested candidates, please email your resume to [Confidential Information]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted