We are partnering with a leading global financial institution that is expanding its compliance function in Singapore. This is a permanent headcount to strengthen the team's coverage in capital markets products and licensing.
Key Responsibilities
- Support the Singapore Head of Compliance in building and maintaining a robust compliance framework across international businesses
- Act as a key point of contact for regulators, including handling submissions, regulatory enquiries, audits, and inspections
- Lead and support regulatory license applications and ongoing maintenance (CMS and other relevant licenses)
- Provide advice to stakeholders on compliance, licensing, and regulatory matters, with focus on CMS-related products (e.g. FX forwards, derivatives, money market funds)
- Identify and escalate compliance and regulatory risks, ensuring appropriate remediation steps are taken
- Develop, review, and implement compliance policies and procedures in line with regulatory requirements
- Conduct periodic compliance training and risk assessments for internal stakeholders
Requirements
- Bachelor's degree in Business, Finance, Accounting, Law, or related discipline
- 712 years of relevant compliance/regulatory experience, ideally with exposure to capital markets products (derivatives, FX forwards, funds, etc.)
- Strong understanding of Singapore's regulatory framework (CMS license focus; payment knowledge a plus)
- Prior experience liaising with regulators in Singapore preferred
- Ability to work independently, manage pressure, and provide clear advice to business stakeholders
- Strong communication skills, both written and spoken English
If you are keen to explore this opportunity, please reach out or share your updated CV for a confidential discussion.
EA Reg Number: R23115234
EA License Number: 15S7496
