The Role
My client is a boutique corporate finance firm in Singapore holding a CMS licence, and they are looking to hire a Compliance Officer to take on a standalone compliance role.
Responsibilities
- Act as the primary point of contact for all compliance and regulatory matters within the firm
- Oversee and manage AML/CFT controls, including client onboarding, KYC reviews, and ongoing monitoring
- Ensure adherence to Singapore regulatory requirements under the CMS framework
- Maintain and enhance compliance policies, procedures, and internal controls
- Support regulatory reporting and liaise with relevant authorities when required
- Work closely with external compliance consultants on advisory, reviews, and framework enhancements
- Provide compliance guidance to internal stakeholders and support business initiatives from a regulatory perspective
- Assist with audits, reviews, and any compliance-related projects
Requirements
- Approximately 4+ years of compliance experience within corporate finance, capital markets, or CMS-licensed environments
- Strong working knowledge of Singapore regulatory requirements and AML/CFT standards
- Comfortable operating in a standalone capacity with support from external advisors
- Hands-on experience across both AML and broader regulatory compliance
- Strong communication skills and ability to work closely with senior stakeholders
- Proactive, independent, and adaptable in a lean team environment
WT
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
