Key Responsibilities
- Ensure compliance with regulatory requirements across jurisdictions, focusing on Singapore and Europe, to maintain legal and operational standards.
- Administer and track regulatory reporting processes, assess impacts of policy changes, and communicate updates to relevant stakeholders.
- Draft and review compliance documentation, policies, reports, and regulatory filings to ensure accuracy and adherence to regulations.
- Implement compliance monitoring programs and report any breaches directly to the Board to uphold governance standards.
- Perform Anti-Money Laundering (AML) checks and oversee the fund administrator's Know Your Customer (KYC) services, monitor suspicious activities, and conduct investigations and escalations as needed.
- Support regulatory reporting, board matters, and investor due diligence to facilitate transparent and compliant operations.
- Conduct compliance training sessions and assist with regulatory audits and inspections to enhance organizational readiness.
- Manage ad-hoc legal and compliance tasks, including supporting technology enhancements to improve compliance processes.
Preferred competencies and qualifications
- Min 3 years of relevant compliance experience in the financial industry and strong knowledge of the Securities and Futures Act.
- Degree-level education.
- Excellent communication skills and strong stakeholder management capabilities.
- Strong work ethics, meticulous attention to detail, and a proactive can-do attitude.
- Ability to work independently and collaboratively as a team player.
- Proficiency in English.
